Paul Philip Matthews

Current Employers

Rpm Capital Management, Llc

Corona Del Mar, CA • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2012-06-22

CT RA
APPROVED

Since 2012-06-22

Branch Locations

Corona Del Mar, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
504 Imports & Distribution	Greenwich	CT	08/2010	Present
Rpm Capital Management, Llc	Greenwich	CT	01/2012	Present

08/2010 → Present

504 Imports & Distribution

Greenwich, CT
01/2012 → Present

Rpm Capital Management, Llc

Greenwich, CT

Other Businesses

504 IMPORTS & DISTRIBUTION - PRESIDENT: APPROXIMATELY 10-20 HOURS/WEEK. IMPORTING OF PRODUCTS, PRIMARILY WINE, FOR WHOLESALE OR RETAIL SALES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-06-09
S63	Uniform Securities Agent State Law Examination	1981-10-29

S65 Uniform Investment Adviser Law Examination

2012-06-09
S63 Uniform Securities Agent State Law Examination

1981-10-29

Other Names

Philip Matthews

View on SEC IAPD