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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2003-12-16
  • IN RA
    APPROVED
    Since 2003-12-16

Branch Locations

600 E 96Th St Ste 100, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Indianapolis IN 03/1972 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 11/1974 Present
New England Life Indianapolis ID 01/1983 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 03/1972 → Present
    Northwestern Mutual Life
    Indianapolis, IN
  • 11/1974 → Present
    Milwaukee, WI
  • 01/1983 → Present
    New England Life
    Indianapolis, ID
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2003-07-11 → 2007-08-08
    Financial Independence Group
    Indianpolis, IN
    Fort Wayne, IN
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1998-05-22
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1998-05-22
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Indianapolis, IN

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