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Jeffrey Christian Mapstone

Equitable Advisors, LLC

Rochester, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

765 Jefferson Road 3Rd Fl, Suite 310, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. MAPSTONE GROUP, LLC - 2. BUSINESS PLAN CONSULTING, ROCHESTER REGIONAL HEALTH SYSTEM - 3. BOARD MEMBER, HILLSIDE FAMILY OF AGENCIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-16
S63 Uniform Securities Agent State Law Examination 1986-10-07
  • S65 Uniform Investment Adviser Law Examination
    1996-07-16
  • S63 Uniform Securities Agent State Law Examination
    1986-10-07

View on SEC IAPD

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