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Charles W. Manning

Compass Ion Advisors, LLC

Chadds Ford, PA

Wilmington, DE

Conshohocken, PA

CRD 318940

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Employer firm

Compass Ion Advisors, LLC CRD 166418

$1.59B regulatory AUM 11 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Compass Ion Advisors, Llc

300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-04-28
  • PA RA
    APPROVED
    Since 2023-04-28

Branch Locations

Mendenhall Station 330 Kennett Pike, Suite 209, Chadds Ford, PA 19317 • United States

Wilmington, DE • United States

300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ct Financial Advisors, Llc Chadds Ford PA 02/2012 06/2019
United Capital Financial Advisers, Llc Newport Beach CA 06/2019 04/2023
Compass Ion Advisors, Llc Conshohocken PA 04/2023 Present
  • 02/2012 → 06/2019
    Ct Financial Advisors, Llc
    Chadds Ford, PA
  • 06/2019 → 04/2023
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 04/2023 → Present
    Compass Ion Advisors, Llc
    Conshohocken, PA
Previous Registrations
  • 2019-06-21 → 2023-04-06
    United Capital Financial Advisors
    Chadds Ford, PA
  • 2012-02-01 → 2019-06-21
    Captrust Financial Advisors
    Chadds Ford, PA
  • 2009-10-21 → 2012-04-02
    Fintrust Capital Advisors, Llc
    Chadds Ford, PA
  • 2006-07-17 → 2009-10-06
    American Securities Group, Inc.
    Chadds Ford, PA
  • 2002-06-19 → 2006-07-13
    Wells Fargo Advisors Financial Network, Llc
    Chadds Ford, PA
    Chadds Ford, PA
  • 1998-04-17 → 2002-06-20
    Captrust Financial Advisors, Llc
    Chadds Ford, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-07-23
  • S63 Uniform Securities Agent State Law Examination
    1986-07-23
Other Names
  • Charles William Manning
  • Chuck Manning
  • Charles W Manning

View on SEC IAPD

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Nearby Investors

JOHN LEROY BLAIR
John Leroy Blair
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Nearby Offices

DT INVESTMENT PARTNERS, LLC · CHADDS FORD, PA
RBC CAPITAL MARKETS, LLC · CHADDS FORD, PA
KINGSVIEW WEALTH MANAGEMENT, LLC · West Chester, PA

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