Michael Kevin Malone

Employer firm

Greenrock Research, Inc. CRD 131825

$864M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• PROVISION OF INVESTMENT ADVICE AND RESEARCH THROUGH ADVISOR CONSULTATIONS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → Present
  Marketocracy Inc.
  Los Altos, CA
• 01/1999 → Present
  Marketocracy Inc.
  Los Altos, CA
• 07/2004 → Present
  Greenrock Research, Inc.
  Chicago, IL

Other Businesses

MICHAEL KEVIN MALONE'S BUSINESS WITH MARKETOCRACY, INC. IS INVESTMENT-RELATED ACTIVITY. - MARKETOCRAY INC. IS LOCATED AT 2688 ALMADEN COURT / LOS ALTOS, CA 94022 AND IT IS A MUTUAL FUND COMPANY. MICHAEL KEVIN MALONE HAS BEEN THE CHAIRMAN OF THE INDUSTRY ADVISORY BOARD (SINCE 2001) AND A MEMBER OF THE FINANCIAL ADVISORY BOARD (SINCE 1999)OF MARKETOCRACY INC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-14