James Frederick Mangam

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1979 → Present
  James F Mangam Jr. (Mangam Agency)
  Oradell, NJ
• 08/1982 → 09/2023
  Cadaret, Grant & Co., Inc.
  Oradell, NJ
• 09/2023 → Present
  Lpl Financial Llc
  Oradell, NJ

Previous Registrations

• 2009-11-18 → 2023-09-13
  Cadaret, Grant & Co., Inc.
  Wantage, NJ
  Syracuse, NY
  Oradell, NJ
  Syracuse, NY

Other Businesses

1) 07/13/2023 - Kames F. Mangam, Jr. D.B.A The Mangam Agency - Insurance Agency - Selling: Life, Health, Group, LTC - New Jersey 07649 - Investment related - 4 Hours per month - Start date: 7/1/1977. 2) 07/13/2023 - The Mangam Agency - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 07/13/2023 - James Mangam - Non-Variable Insurance - Selling: Life, Health, disability, LTC, Group - Investment related - 4 Hours per month - Start date: 5/1/1973. 4) 01/27/2025 - James F. Mangam Jr. - Not Investment Related - Artist/Musician - Home Based - Start Date:03/01/2024 - 3 Hrs/Mth - 0 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-11-13

Designations

• Certified Financial Planner

Other Names

• James Frederick Mangam
• James Frederick Mangam