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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-04-21
  • CA RA
    APPROVED
    Since 2016-04-21

Branch Locations

6345 Balboa Blvd., Suite 290, Encino, CA 91316 • United States

Woodland Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Mutual Life Insurance Woodland Hills CA 07/1965 Present
Financial Management Services Encino CA 07/1981 Present
Gary F. Madvin Ins. Services Encino CA 07/1981 Present
Financial Network Invest Corp Torrance CA 04/1991 Present
Financial Network Investment Corporation Reseda CA 05/1991 Present
Kestra Advisory Services, Llc Encino CA 04/2016 Present
Kestra Investment Services, Llc Encino CA 12/1997 Present
  • 07/1965 → Present
    Pacific Mutual Life Insurance
    Woodland Hills, CA
  • 07/1981 → Present
    Financial Management Services
    Encino, CA
  • 07/1981 → Present
    Gary F. Madvin Ins. Services
    Encino, CA
  • 04/1991 → Present
    Financial Network Invest Corp
    Torrance, CA
  • 05/1991 → Present
    Financial Network Investment Corporation
    Reseda, CA
  • 04/2016 → Present
    Encino, CA
  • 12/1997 → Present
    Kestra Investment Services, Llc
    Encino, CA
Previous Registrations
  • 1997-07-08 → 2002-12-31
    Cetera Wealth Services, Llc
    Reseda, CA
Other Businesses

Business Name: Gary F. Madvin Insurance Services, Inc. Investment Related: Yes Address: 6345 Balboa Blvd #290 Encino CA 91316 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 1/1/1990 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: owner Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Partners Insurance Services, Inc Investment Related: Yes Address: 6345 Balboa Blvd #290 Encino CA 91316 Nature of Business: Insurance Position, Title or Relationship: Other,My role is Chairman Start Date: 1/1/2006 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: i sit on the manangement committee Business Name: Writer Investment Related: No Address: 24351 philiprimm woodland hills CA 91367 Nature of Business: Other Other/None of the Above I wrote a book with my cousin as a co author and had it published. Position, Title or Relationship: Other,writer Start Date: 4/19/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: none

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-05-13
  • S63 Uniform Securities Agent State Law Examination
    1991-05-13
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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