Aaron Shoshon Marks

Employer firm

Amplius Wealth Advisors CRD 312463

$1.74B regulatory AUM 9 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Amplius Wealth Advisors

1787 Sentry Parkway West Veva 16, Suite 100, Blue Bell, PA 19422 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-02-26
TX	RA	APPROVED	2021-02-26

PA RA
APPROVED

Since 2021-02-26
TX RA
APPROVED

Since 2021-02-26

Branch Locations

1787 Sentry Parkway West Veva 16, Suite 100, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Philadelphia	PA	04/2011	02/2021
Bank Of America, N.A.	Jenkintown	PA	06/2011	02/2021
Amplius Wealth Advisors, Llc	Blue Bell	PA	02/2021	Present
Amplius Asset Management, Llc	Blue Bell	PA	03/2025	Present

04/2011 → 02/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA
06/2011 → 02/2021

Bank Of America, N.A.

Jenkintown, PA
02/2021 → Present

Amplius Wealth Advisors, Llc

Blue Bell, PA
03/2025 → Present

Amplius Asset Management, Llc

Blue Bell, PA

Previous Registrations

2011-06-03 → 2021-03-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bala Cynwyd, PA

Philadelphia, PA

Jenkintown, PA

Other Businesses

1) 2/2021 Independent Licensed insurance Agent; Investment Related; Ambler, PA; Life 2) 02/2021 Jem Partner Holdings LLC; Member; non -Investment Related; Blue Bell, PA; Owner Amplius Wealth Advisors; No hours spent on business

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-02

S66 Uniform Combined State Law Examination

2011-06-02

View on SEC IAPD