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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-10
IL RA APPROVED 2009-04-16
  • TX RA
    APPROVED_RES
    Since 2019-07-10
  • IL RA
    APPROVED
    Since 2009-04-16

Branch Locations

1700 E Golf Road Suite #250, Schaumburg, IL 60173 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Agency For Planned Benefits, Inc. Park Ridge IL 07/1985 12/2018
Heritage Ins Inc Park Ridge IL 05/1996 07/2017
Cambridge Investment Research, Inc Fairfield IA 04/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2009 Present
Preferred Planning Concepts Des Plaines IL 01/2000 Present
  • 07/1985 → 12/2018
    Agency For Planned Benefits, Inc.
    Park Ridge, IL
  • 05/1996 → 07/2017
    Heritage Ins Inc
    Park Ridge, IL
  • 04/2009 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 04/2009 → Present
    Fairfield, IA
  • 01/2000 → Present
    Preferred Planning Concepts
    Des Plaines, IL
Previous Registrations
  • 2000-02-24 → 2009-04-21
    Tower Square Securities, Inc.
    Des Plaines, IL
Other Businesses

1) PREFERRED PLANNING CONCEPTS, LLC, 1700 E GOLF RD STE 250, SCHAUMBURG IL 60173, 05/01/2002, INVESTMENT ADVISOR REPRESENTATIVE, INSURANCE/BENEFITS/HUMAN RESOURCES, INV REL, 160 HR/MO - 150 HR/MO TRADING 2) LYDECKER FINANCIAL SERVICES, LTD. 13010 ROCK SPRINGS LANE, HUNTLEY, IL 11/1/2011 AS OWNER/CEO. THE SUB-S CORPORATION FOR TAX LIABILITY. INVESTMENT RELATED. DEVOTES 0 HRS/WK. NOT INVESTMENT RELATED. 3) CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, United States, 11/16/2022, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 150 HR/MO TRADING 4) CAROL'S WAY FOUNDATION, 5087 WASHINGTON STREET, WESTMONT, IL, BOARD MEMBER OF A NON-PUBLIC ENTITY, 11/01/19, NIR, 20/R- 0/TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-21
  • S66 Uniform Combined State Law Examination
    2000-01-21
Other Names
  • Ken Lydecker

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