James Valentine Lupica

Current Employers

Employment History

• 10/2008 → Present
  Lpl Financial, Llc
  Akron, OH
• 08/2010 → Present
  Stratos Wealth Partners, Ltd
  Akron, OH

Previous Registrations

• 1997-06-11 → 2008-08-13
  Wells Fargo Clearing Services, Llc
  Akron, OH

Other Businesses

1. 10/27/2008 - Independent Wealth Management Group - INV REL - Business Entity For Tax/Investment Purposes Only - Shell account for tax purposes and to pay office expenses. 2. 10/27/2008 - Stratos Wealth Partners, LLC - INV REL - DBA for LPL Business (entity for LPL business) 3. 10/27/2008 - Lupica Enterprises - INV REL - Real Estate Rental - 3% TIME SPENT - I owner/president of this Sub S Corp that owns three condos. We are also involved in the management of Parkside Courts. 4. 10/28/2008 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth 5. 08/05/2009 - DBA ONLY - STRATOS WEALTH PARTNERS - AM USING STRATOS WEALTH PARTNERS, LTD AS A DBA NAME FOR MY SECURITIES AND INVESTMENT ADVISORY BUSINESS. I AM ALSO AN AGENT LICENSED WITH VARIOUS CARRIERS CONDUCTING THE SALE & SERVICE OF FIXED ANNUITIES, TERM, UNIVERSAL, WHOLE LIFE & LTC INSURANCE. - TIME SPENT 100% - AKRON, OH. 6. 8/13/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 10/2008 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 10/2008. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 1/18/2011: NON-VARIABLE INSURANCE - STRATOS WEALTH PARTNERS, LTD - AGENT LICENSED WITH VARIOUS CARRIERS, CONDUCTING THE SALE AND SERVICING OF FIXED INSURANCE PRODUCTS, INCLUDING FIXED ANNUITIES, TERM, UNIVERSAL, WHOLE LIFE, LONG TERM CARE, DISABILITY, AND HEALTH AND DENTAL INSURANCES. - 10% OF TIME SPENT - AKRON, OH. 8. 12/18/2012: REAL ESTATE RENTAL - EMPLOYEE BENEFITS CONSULTING - SPACE TO EMPLOYEE BENEFITS CONSULTING-THOMAS-$516 A MONTH. - TIME SPENT 0%. 9. 08/01/2016 * IWMG * Real Estate Rental * INV REL * 4000 Embassy Parkway Suite 4000 Akron, Ohio 44333 * Tom Farro rents space for himself and his Assistant Meg King. Tom is a Lic Insurance rep with LPL (72XG) * START 01/01/2016 * 1 HRS/MO; 0 DURING SECS TRDG HRS. 10. 6/19/2018 - Michael Chaffee - Not Investment Related - 291 N CLEVELAND - MASSILLON RD. Akron, OH - Real Estate Rental - Start Date:06/01/2018 - 5 Hours Per Month/0 Hours During Trading. 11. 08/04/2022 - Hawaii District of the Assembly of God - Investment Related - Fort Myers, FL 33919-1036 - Real Estate Rental - Start Date - 04/01/2022 - 1620 Hours Per Month/0 Hours During Securities Trading. 12. 09/15/2022 - Northeast Ohio Classical Academy - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 07/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading 13. 10/17/2022 - BKA Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 08/17/2022 - 10 Hours Per Month/10 Hours During Securities Trading 14. 11/22/2022 - Wab Strategic - Not Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 11/14/2022 - 0 Hours Per Month/0 Hours During Securities Trading 15. 05/12/2025 - Gatewood Holdings - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Home Based - Start Date:05/01/2025 - 8 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-20
• S63 Uniform Securities Agent State Law Examination
  1982-05-14