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Lawrence Stephen Lorusso

Osaic Wealth, Inc.

Lloyd Neck, NY

Melville, NY

CRD 312816

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-26
CA RA APPROVED 2018-11-28
NJ RA APPROVED 2018-11-02
  • NY RA
    APPROVED
    Since 2021-04-26
  • CA RA
    APPROVED
    Since 2018-11-28
  • NJ RA
    APPROVED
    Since 2018-11-02

Branch Locations

Lloyd Neck, NY • United States

575 Broadhollow Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Mellville NY 06/1977 11/2018
Royal Alliance Associates, Inc. Melville NY 11/2018 Present
  • 06/1977 → 11/2018
    Signator Investors, Inc.
    Mellville, NY
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Melville, NY
Previous Registrations
  • 2013-11-14 → 2018-11-02
    Signator Investors, Inc.
    Hauppauge, NY
    Westbury, NY
    Melville, NY
    Westbury, NY
Other Businesses

1. INSURANCE BROKER POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/05/2015 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Sales and service of fixed insurance products. 2. LARRY LORUSSO - TAX PRACTICE POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 15 START DATE: 01/15/1966 ADDRESS: 34 Lloyd Lane, Lloyd Neck NY 11743, United States DESCRIPTION: Preparing Income Taxes during the tax season 3. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Investment Advisor representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 06/27/2015 ADDRESS: 575 BROADHOLLOW RD, LIGHTHOUSE FINANCIAL NETWORK, LLC, MELVILLE NY 11747-5009, United States DESCRIPTION: Investment Advisor Representative for Lighthouse Financial Network, LLC an independent firm ofOsaic Wealth Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-10-06
  • S66 Uniform Combined State Law Examination
    1998-10-06

View on SEC IAPD

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