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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-07-01 |
Branch Locations
1000 Louisiana St 7Th Fl [Pcg-9Q], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Houston | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | Present |
1. INDIAN SPRINGS APARTMENTS; INV-RELATED; HOUTSON, TX; 2.94% OWNERSHIP; START: 5/1/12; 0 HRS/MO; 0 DURING TRADING. 2. LORCH MANAGEMENT COMPANY, INV RELATED, ASSET PROTECTION, NO DUTIES, HOUSTON TX, START 1/2012 3. CHILTON HOLDINGS LLC - RENTAL SERIES; INV RELATED; HOUSTON, TX; MANAGE AND MAINTAIN PERSONAL RENTAL PROPERTIES FOR LIABILITY PURPOSES; 100% OWNERSHIP WITH SPOUSE; START 12/14/2012; 1 HOUR PER MONTH; 0 DURING TRADING. 4. CHILTON HOLDINGS LLC - INV SERIES; NOT INV RELATED; HOUSTON, TX; LLC TO MANAGE AND MAINTAIN PERSONAL INVESTMENTS FOR LIABILITY PURPOSES; 100% OWNERSHIP WITH SPOUSE; 0 HOURS PER MONTH. 5. CHILTON HOLDINGS LLC - RECREATIONAL SERIES - INV RELATED, HOLDING COMPANY FOR REC ASSETS, HOUSTON TX, NO HOURS DEVOTED, START 01/15/2013 6. CHILTON GLOBAL MGT PARTNERS, INV RELATED, 1.5% OWNERSHIP, HOUSTON,TX. 0 HOURS/MONTH, ASSETS HOLDINGS, 7. SUMMER VALE, LTD - INV RELATED, HOUSTON, TX. REAL ESTATE RENTALS. 7.5% OWNER. START: 10/1/2013. 0 HRS PER MONTH. DUTIES: NONE. 8. ARI AOR INVESTMENTS LLC (7.24%) AND CDPO SPRING MEADOWS LLC (1.83232%), INV RELATED, HOUSTON, TX, START: 7/2015, 0 HOURS, NO DUTIES. 12. PNR DEVELOPMENT PROGRAM; INV RELATED; 1% MEMBERSHIP INTEREST; OIL & GAS DRILLING; START: 6/2016; 0 HR/MO; 0 DURING TRADING. 15. COG2 HOLDINGS LLC, INV RELATED, HOUSTON, TX, 6.248% MEMBERSHIP INTEREST, START 3/8/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING. 16. TEXAS INDEPENDENT EXPLORATION, INV RELATED, HOUSTON, TX, 10% EQUITY INTEREST, START 1/17/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, OIL AND GAS MINERAL RIGHTS. 16.AMWELL PA LAND AND MINERAL RIGHTS, INV RELATED, HOUSTON, TX, 10% OWNERSHIP INTEREST, START 2/6/2019, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, LAND AND ROYALTIES.; 18. TEXAS INDEPENDENT EXPLORATION, INV RELATED, HOUSTON, TX, 10% EQUITY INTEREST, START: 1/17/2019, 0 HRS/MONTH, 0 HRS DURING TRADING, OIL & GAS MINERAL RIGHTS.; 19. LOAN, INV RELATED, HOUSTON, TX, START: 2/28/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.; 20. LOAN, INV RELATED, AUSTIN, TX, START: 9/25/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.; 21. LOAN, INV RELATED, CEDAR PARK, TX, START: 10/30/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.; 22. LOAN, INV RELATED, SAN ANTONIO, TX, START: 1/31/2022, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1979-10-16 |
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