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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-08-26 |
Branch Locations
2855 Coolidge Hwy Ste 202, Troy, MI 48084-3216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Troy | MI | 01/2000 | Present |
1. 01/05/2000 - NON-VARIABLE INSURANCE/FINANICAL MARKETING GROUP INC./MARKETER OF FIXED INS. & ANNUITY PRODUCTS TO INS. 2.FINANCIAL PLANNING / INDEPENDENT INSURANCE AGENT / TROY, MI / FIXED/MEDICARE ANNUITIES, ELDER CARE PLANNING / APPROVED 9/28/01 3. 10/14/2002 - DBA ONLY/FINANCIAL SOLUTIONS OF MICHIGAN.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-01 |
| S65 | Uniform Investment Adviser Law Examination | 1997-07-17 |
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