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Ronald Eugene Lohbeck

Ubs Financial Services Inc.

Los Gatos, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-27
CA RA APPROVED 2019-04-03
  • TX RA
    APPROVED
    Since 2019-05-27
  • CA RA
    APPROVED
    Since 2019-04-03

Branch Locations

750 University Avenue Suite 250, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Jose CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 04/2019
Ubs Financial Services Inc San Jose CA 04/2019 11/2024
Ubs Financial Services Inc Los Gatos CA 11/2024 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; GILBERT, AZ; 100% OWNERSHIP; 0 HRS PER MONTH 0 DURING TRADING RENTAL PROPERTY; INV RELATED; KAMUELA, HI; 100% OWNERSHIP; START 11/8/2017, 15 HRS PER MONTH 0 DURING TRADING, LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-08
S63 Uniform Securities Agent State Law Examination 1980-07-08
  • S65 Uniform Investment Adviser Law Examination
    1995-02-08
  • S63 Uniform Securities Agent State Law Examination
    1980-07-08
Other Names
  • Ron Lohbeck

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
J.P. MORGAN SECURITIES LLC
REACT INVESTMENT SOLUTIONS, LLC
LEGACY CAPITAL GROUP CALIFORNIA, INC.
INTEGRITY ALLIANCE, LLC.
CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
CHARLES SCHWAB & CO., INC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA

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