Norman Bernard Loewenstern

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 04/2025
  B. Riley Wealth Management
  Houston, TX
• 07/2022 → 04/2025
  B. Riley Wealth Advisors, Inc.
  Houston, TX
• 04/2025 → Present
  Stifel, Nicolaus & Company, Incorporated
  Houston, TX

Previous Registrations

• 2022-08-27 → 2025-04-07
  B. Riley Wealth Advisors, Inc.
  Houston, TX
  Houston, TX
• 2015-09-18 → 2022-12-31
  B. Riley Wealth Management
  Houston, TX
  Houston, TX
• 2009-06-24 → 2015-10-16
  Hilltop Securities Inc.
  Houston, TX
  Houston, TX
• 2009-06-01 → 2009-07-01
  Morgan Stanley
  St. Helena, CA
  Houston, TX
• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  St. Helena, CA
  Houston, TX
  Houston, TX
  New York, NY
  Houston, TX
• 1994-02-14 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Housto, TX

Other Businesses

1. Monroe shopping center; 7020-7036 Monroe Houston TX 77061; rent 4 spaces for retail; own 100%; collect rent and pay bills, have leasing agent for the rest; 06/01/1975; 2 hrs/month; Not during security trading hours; Investment-Related

Exams

• S63 Uniform Securities Agent State Law Examination
  1979-06-27

Other Names

• Norman Bernard Leowenstern