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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Arlington | TX | 03/1996 | Present |
Name: Waymon Little Inv rel: Y Add: 2111 Adams Drive Arlington, Texas 76011 Nature: Gas Lease on residential property Position: Ownership Start date: 12/01/2009 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: This is my personal home - I receive gas royalties on my home that I have lived in for 45 years.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-12-17 |
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