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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-17
WA RA APPROVED 2015-04-17
  • TX RA
    APPROVED
    Since 2015-04-17
  • WA RA
    APPROVED
    Since 2015-04-17

Branch Locations

1604 Hewitt Avenue Suite 601, Everett, WA 98201 • United States

Camano Island, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Everett WA 04/2015 Present
Previous Registrations
Other Businesses

1) CONTRACTORS EQUIPMENT SALES AND LEASING LLC; 9022 84th NE, Arlington, WA 98223; Sales and Leasing of Heavy Equipment; Owner; 4/3/2015; Business hours per month: 0 /// 2) CEDARDALE TRUCK AND TRAILER SALES, LLC; 9022 84th NE, Arlington, WA 98223; Retail Sales of Licensed vehicles; owner; 12/14/2009; Business hours per month: 0 /// 3) INDUSTRY LANE LLC; 101 N. Sunsent Dr, Camano Island, WA 98282; Commercial Bldg; Other; Sole LLC Member; owner; 6/3/2013; Business hours per month: No /// 4) NORTH STANWOOD INDUSTRIAL CENTER & STORAGE, LLC; 101 NO Sunset Dr, Canano Island, WA 98282; Own real estate; Other; managing member; Manage real estate; 3/29/2018; Business hours per month: No /// 5) SPRINGBROOK NURSERY & TRUCKING LLC; 9022 84th NE, Arlington, WA 98223; Nursery & trucking LLC; Other; Owner of LLC, do not manage business; passive owner; 6/12/1980; Business hours per month: No /// 6) ALI-JEN LLC; 101 N Sunset Dr, Camano Island, WA 98282; commerical real estate; Other; Sole Member LLC; owner; 11/10/2014; Business hours per month: No /// 7) EAGLES LANDING INDUSTRIAL PARK LLC; 101 N Sunset Dr, Camano Island, WA 98282; commercial real estate building; Other; Sole Member LLC; owner; 10/1/2013; Business hours per month: No /// 8) STANWOOD IND LEASING & STORAGE LLC; 101 N Sunset Dr, Camano Island, WA 98282; industrial park real estate; Other; Sole Member LLC; owner; 11/10/2014; Business hours per month: No /// 9) SUZANNE LANE COMM CENTER LLC; 101 N Sunset Dr, Camano Island, WA 98282; commercial property; Other; Sole Member LLC; owner; 10/1/2014; Business hours per month: No /// 10) HICKOX RD IND LEASING & STORAGE LLC; 101 N Sunset Dr, Camano Island, WA 98282; commercial real estate; Other; Sole member llc; owner; 9/15/2014; Business hours per month: No /// 11) CHENOWETH STREET LLC; 101 N Sunset Drive, Camano Island, WA 98282; Privately Held Real Estate; Sole proprietorship; provide financing and direction with help of professionals; Start date 06/30/2016; Business hours per month: No /// 12) BAYVIEW-CAMANO & LOSS, LLC; 101 North Sunset Dr, Camano Island, WA 98282; vacant real estate; Proprietor/owner; Pay mortgage and real estate taxes, mow grass; 8/21/2018; Business hours per month: No /// 13) SOUTH MOUNT VERNON COMMERCIAL CENTER,LLC; 101 N Sunset Dr, Camano Island, WA 98282; Vacant Farm Land; Proprietor/owner; manage the real estate and make mortgage and real estate tax payments; 12/5/2018; Business hours per month: No /// 14) ANCHOR BAY COMMERCIAL CENTER LLC; 101 N Sunet Dr, Camano Island, WA 98282; Own real estate; Other; Managing Member; Pay bills, select professionals; 3/28/2018; Business hours per month: No /// 15) Saratoga Sunset LLC / Other / Single Member LLC / Rental / Member of Board of directors / Ownership and Management / Oversight 16) Camano Sunset Family Holdings Thomas Little Sole member, Hold real estate, Sole member, Oversee and file tax returns, start date-11/27/2023, Camano Island-WashingtonUnited States98282 17) Little's Children LLC, Hold family real estate, managing member, oversee and file and prepare tax returns, start date-12/5/2023, Camano IslandWashington United States-98282.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-08
S63 Uniform Securities Agent State Law Examination 1982-10-27
  • S65 Uniform Investment Adviser Law Examination
    1997-04-08
  • S63 Uniform Securities Agent State Law Examination
    1982-10-27
Other Names
  • Mike Little

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