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7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-05-23 |
| NH | RA | APPROVED | 2021-01-14 |
| AZ | RA | APPROVED | 2021-01-12 |
| IL | RA | APPROVED | 2021-01-07 |
| KY | RA | APPROVED | 2021-01-07 |
Branch Locations
108 East Main Street, Dwight, IL 60420 • United States
7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planning Associates Ltd. | Dwight | IL | 10/1976 | Present |
| Huntleigh Securities Corporation | St. Louis | MO | 09/2017 | Present |
| K. W. Chambers & Co. | St. Louis | MO | 05/1973 | Present |
(1) PLANNING ASSOCIATES/PRESIDENT SINCE 10/1976; INSURANCE SALES. DWIGHT, IL; NON SECURITIES RELATED; (2) PRESIDENT AND SOLE OWNER OF ILLINOIS CHARITY AUCTIONS, LIMITED SINCE MARCH 1, 2010. NOT INVESTMENT RELATED, TAKING APPROXIMATELY 10% OF REGULAR WORK TIME, SETTING UP CHARITABLE AUCTIONS FOR 501C3 CHARITIES; 611 N. FRANKLIN, DWIGHT, IL 60420; (3) OWNER OF PROPERTY AT 108 E. MAIN, DWIGHT IL 60420 SINCE JUNE 2006--NON INVESTMENT RELATED--RECEIVE RENTAL INCOME, AND SPEND LESS THAN 1 HOUR PER MONTH ON PROPERTY UPKEEP; (4) K.W. CHAMBERS & CO.; ST. LOUIS, MO; INSURANCE SALES; TIME: 5-10 HOURS PER WEEK; (5) HUNTLEIGH ADVISORS, INC.; INVESTMENT-RELATED; SEC REGISTERED INVESTMENT ADVISOR; ST. LOUIS, MO; ADVISOR REPRESENTATIVE; TIME 10-20 HOURS PER WEEK; (6) TRIPS FOR CHARITIES; NOT INVESTMENT-RELATED; DWIGHT,IL; TRAVEL PLANNING; OWNER; TIME: 8-10 HOURS PER MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-05 |
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