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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-28
OH RA APPROVED 2009-03-10
PA RA APPROVED 2009-03-10
  • TX RA
    APPROVED_RES
    Since 2019-06-28
  • OH RA
    APPROVED
    Since 2009-03-10
  • PA RA
    APPROVED
    Since 2009-03-10

Branch Locations

4664 Hills And Dales Road Nw, Canton, OH 44708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Canton OH 03/2009 Present
Previous Registrations
  • 2003-06-06 → 2009-03-10
    Butler, Wick & Co., Inc.
    Canton, OH
    Youngstown, OH
    Canton, OH
  • 1991-02-25 → 2003-06-18
    Butler Wick Asset Management Co
    Canton, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-27
S63 Uniform Securities Agent State Law Examination 1996-08-26
  • S65 Uniform Investment Adviser Law Examination
    2009-05-27
  • S63 Uniform Securities Agent State Law Examination
    1996-08-26

View on SEC IAPD

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