James Ralph Lester

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1999-07-30

TX RA
APPROVED

Since 1999-07-30

Branch Locations

Dallas, TX • United States

16633 N Dallas Parkway Suite 525, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Franklin Life Ins Co	Springfield	IL	04/1971	Present
Jay Lester Agency (Self)	Dallas	TX	05/1971	Present
Hornor, Townsend & Kent, Inc.	Dallas	TX	07/1999	Present

04/1971 → Present

Franklin Life Ins Co

Springfield, IL
05/1971 → Present

Jay Lester Agency (Self)

Dallas, TX
07/1999 → Present

Hornor, Townsend & Kent, Inc.

Dallas, TX

Other Businesses

1)INSURANCE BROKERAGE - DBA: PENN MUTUAL WEALTH STRATEGIES, INVESTMENT-RELATED, 18620 CROWNOVER CT DALLAS, TX 75252, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, AGENT, START DATE: 06/1999, APPROXIMATE NUMBER OF HOURS/MONTH: 25-40, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 25-40, DUTIES: SALE AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE, DISABILITY, LONG-TERM CARE AND ANNUITIES. 2) INSURANCE BROKERAGE | DBA: 1847 FINANCIAL | POSITION: AGENT | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 30 | SECURITIES TRADING HOURS: 80 | START DATE: 08/14/2024 | ADDRESS: 18620 CROWNOVER CT., DALLAS TX 75252 | DESCRIPTION: SALE AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE, DISABILITY, LONG-TERM CARE AND ANNUITIES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-12-12

S63 Uniform Securities Agent State Law Examination

1988-12-12

Designations

Chartered Financial Consultant

Other Names

Jay Lester

View on SEC IAPD