Thomas George Lenze

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 11/2016
  Wells Fargo Advisors
  Ketchum, ID
• 11/2016 → 01/2020
  Wells Fargo Clearing Services, Llc
  Ketchum, ID
• 02/2020 → 11/2023
  Fsc Securities Corporation
  Hailey, ID
• 11/2023 → Present
  Osaic Wealth, Inc.
  Hailey, ID

Previous Registrations

• 2020-02-07 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
  Hailey, ID
• 2012-09-17 → 2020-02-10
  Wells Fargo Clearing Services, Llc
  Ketchum, ID
  Twin Falls, ID
• 2009-06-01 → 2012-09-21
  Morgan Stanley
  Sun Valley, ID
  Seattle, WA
• 2007-08-31 → 2009-06-01
  Morgan Stanley & Co. Llc
  Seattle, WA
  Sun Valley, ID
• 1992-03-03 → 2007-09-10
  Citigroup Global Markets Inc.
  Seattle, WA
  Scottsdale, AZ

Other Businesses

1. 42401 LLC POSITION: Owner NATURE: This is an LLC , I am a sole proprietor, owns an Airplane and Hanger. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/01/1999 ADDRESS: 202 Shaun Ln, Hailey ID 83333, United States DESCRIPTION: This an LLC that owns a private Plane and Hanger. personal use, no revenue. 2. 42001 LLC POSITION: Owner NATURE: Aircraft & Hanger : All equipment in said Hanger for flight ops. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2010 ADDRESS: 202 Shaun Ln, Hailey ID 83333, United States DESCRIPTION: I am the owner operator 3. LENZE CAPITAL POSITION: Investment Advise NATURE: LLC Lenze Capital INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 160 START DATE: 02/06/2020 ADDRESS: 202 Shaun Ln, Hailey ID 83333, United States DESCRIPTION: Investment Advise

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-07-07

Other Names

• Thomas George Lenze
• Thomas Lenze