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Current Employers
Lemley Yarling Management Co

Independence, KY • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-12-01
WI RA APPROVED 2014-08-29
IL RA APPROVED 2012-05-10
  • KY RA
    APPROVED
    Since 2025-12-01
  • WI RA
    APPROVED
    Since 2014-08-29
  • IL RA
    APPROVED
    Since 2012-05-10

Branch Locations

Gays Mills, WI • United States

Independence, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lemley, Yarling Management Co Independence KY 03/1984 Present
Lemley, Yarling & Co. Independence KY 07/1986 Present
Other Businesses

LEMLEY, YARLING & CO. BROKER DEALER 3051 ALDERBROOK DR INDEPENDENCE, KY OWNER AND REGISTERED REPRESENTATIVE MR. LEMLEY EXECUTES AND ALLOCATES TRADES THROUGH LEMLEY YARLING & CO. SINCE 07/1986 INVESTMENT RELATED 12hrs PER WEEK DURING SECURITIES TRADING HOURS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-09-12
  • S63 Uniform Securities Agent State Law Examination
    1983-09-12
Other Names
  • Bud Lemley

View on SEC IAPD

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