Richard Rochester Lee

Employer firm

Lee Financial Company, LLC CRD 105910

$1.68B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Lee Financial Corporation
  Dallas, TX

Other Businesses

RICHARD LEE IS ON THE BOARD OF DIRECTORS OF WYNNE/JACKSON INC., A REAL ESTATE DEVELOPMENT FIRM LOCATED AT 600 N. PEARL STREET, SUITE 650, DALLAS, TX 75201 AND IS COMPENSATED FOR HIS SERVICES. MR. LEE HAS NOT DEVOTED ANY TIME TO THIS BOARD IN SEVERAL YEARS.

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Richie Lee