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Richard Rochester Lee

Lee Financial Company, LLC

Dallas, TX

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Current Employers
Lee Financial Company, Llc

8350 N. Central Expressway Suite 1800, Dallas, TX 75206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1988-01-15
  • TX RA
    APPROVED_RES
    Since 1988-01-15

Branch Locations

8350 N. Central Expressway, Suite 1800, Dallas, TX 75206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lee Financial Corporation Dallas TX 09/2010 Present
  • 09/2010 → Present
    Lee Financial Corporation
    Dallas, TX
Other Businesses

RICHARD LEE IS ON THE BOARD OF DIRECTORS OF WYNNE/JACKSON INC., A REAL ESTATE DEVELOPMENT FIRM LOCATED AT 600 N. PEARL STREET, SUITE 650, DALLAS, TX 75201 AND IS COMPENSATED FOR HIS SERVICES. MR. LEE HAS NOT DEVOTED ANY TIME TO THIS BOARD IN SEVERAL YEARS.

Designations
Other Names
  • Richie Lee

View on SEC IAPD

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