Charles Eugene Layton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1979 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 05/2011 → Present
  Bank Of America, N.A.
  Jacksonville, FL

Other Businesses

I*, Entity Type Fiduciary Role , Name of OBA: L C L TTEE U/A DTD 06/14/2024 BY L C L Address: Jacksonville, Florida, 32224 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 06/27/2024 No Hours: 1 Monthly No Hours during trading: 1 Monthly Duties: Power of Attorney

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-08
• S63 Uniform Securities Agent State Law Examination
  1981-12-01

Other Names

• Charles Eugene Layton