Chase Matthew Awalt

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → Present
  Martin Financial Group
  Dallas, TX
• 06/2006 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 06/2006 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 05/2002 → Present
  Texas Tech University
  Lubbock, TX
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Dallas, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-10-25 → 2023-08-10
  Securian Financial Services, Inc.
  Dallas, TX
  St. Paul, MN

Other Businesses

1. MARTIN FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2006 ADDRESS: , Dallas TX , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: MARTIN FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2006, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2006-09-14

Other Names

• Chase Matthew Awalt
• Chase Matthew Awalt