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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-10 |
| CA | RA | APPROVED | 2012-03-01 |
| ID | RA | APPROVED | 2012-03-01 |
Branch Locations
111 N. Main, 3Rd Floor, Suite B Pob 5389, Ketchum, ID 83340 • United States
74245 Highway 111 Suite 200, Palm Desert, CA 92260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Ketchum | ID | 02/2012 | Present |
1. Community Property; 54865 Inverness, La Quinta, CA 92253; Rental Property; 01/10/2021; 0 Hours per Year; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1980-02-04 |
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