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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-09-29 |
Branch Locations
Lake Barrington, IL • United States
990 Essington Rd, Joliet, IL 60435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia/Wells Fargo | N. Barrington | IL | 09/2006 | 09/2020 |
| Raymond James Financial Services, Inc. | Lake Barrington | IL | 09/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Lake Barrington | IL | 09/2020 | Present |
| Ja Kristof Enterprises, Llc. | N. Barrington | IL | 10/2006 | Present |
(1)Name of Business: ELEVATE Address: 766 oakhill, lake barrington, IL, 60010, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/31/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: MAINTAIN BOOK FOR ELEVATE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-09 |
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