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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-09-29
  • IL RA
    APPROVED
    Since 2020-09-29

Branch Locations

Lake Barrington, IL • United States

990 Essington Rd, Joliet, IL 60435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia/Wells Fargo N. Barrington IL 09/2006 09/2020
Raymond James Financial Services, Inc. Lake Barrington IL 09/2020 Present
Raymond James Financial Services Advisors, Inc. Lake Barrington IL 09/2020 Present
Ja Kristof Enterprises, Llc. N. Barrington IL 10/2006 Present
  • 09/2006 → 09/2020
    Wachovia/Wells Fargo
    N. Barrington, IL
  • 09/2020 → Present
    Raymond James Financial Services, Inc.
    Lake Barrington, IL
  • 09/2020 → Present
    Lake Barrington, IL
  • 10/2006 → Present
    Ja Kristof Enterprises, Llc.
    N. Barrington, IL
Previous Registrations
Other Businesses

(1)Name of Business: ELEVATE Address: 766 oakhill, lake barrington, IL, 60010, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/31/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: MAINTAIN BOOK FOR ELEVATE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-18
S63 Uniform Securities Agent State Law Examination 1991-10-09
  • S65 Uniform Investment Adviser Law Examination
    2000-02-18
  • S63 Uniform Securities Agent State Law Examination
    1991-10-09
Other Names
  • Jack A Kristof

View on SEC IAPD

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