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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2015-07-24 |
Branch Locations
2307 W 57Th St Ste 200, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2004 | Present |
| Northwestern Mutual Investment Services, Llc. | Sioux Falls | SD | 06/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) OUTSIDE INSURANCE SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 2/10/2005 2) 1OWNER, RCMB LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 1/3/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 3. 50% OWNER, R&R FAMILY LLC, 1025 E COVEY CIRCLE, SIOUX FALLS, , SOUTH DAKOTA, 57108, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 5/3/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WILL HAVE VERY LIMITED DUTIES OR RESPONSIBILITIES, WE WILL BE MAKING PASSIVE INVESTMENTS AND REAL ESTATE INVESTMENTS 4) OTHER NON-FINANCIAL SERVICE BUSINESS, 1025 E. COVEY CIRCLE, SIOUX FALLS, , SOUTH DAKOTA, 57108, UNITED STATES OF AMERICA, OTHER TRAINING, START DATE: 9/17/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MOTIVATIONAL SPEAKING & BUSINESS SALES MOTIVATION 5) 100% OWNER, KOTA RIDGE LLC, 1025 E COVEY CIR, SIOUX FALLS, , SOUTH DAKOTA, 57108, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/9/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS LLC "KOTA RIDGE LLC" WILL OWN REAL ESTATE FOR RECREATIONAL AND LONG TERM INVESTMENT PURPOSES. 6) HEAD MIDDLE SCHOOL FOOTBALL COACH, ORGANIZATIONAL LEADERSHIP & DEVELOPMENT LIAISON, SIOU FALLS CHRISTIAN, 6120 S CHARGER CIRCLE, SIOUX FALLS, , SOUTH DAKOTA, 57108, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/1/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, HEAD MIDDLE SCHOOL FOOTBALL COACH (UNPAID) & ORGANIZATIONAL LEADERSHIP, DEVELOPMENT, FUNDRAISING, & INFORMAL LIAISON. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-30 |
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