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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2015-07-24
  • SD RA
    APPROVED
    Since 2015-07-24

Branch Locations

2307 W 57Th St Ste 200, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2004 Present
Northwestern Mutual Investment Services, Llc. Sioux Falls SD 06/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2004 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2006 → Present
    Sioux Falls, SD
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) OUTSIDE INSURANCE SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 2/10/2005 2) 1OWNER, RCMB LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 1/3/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 3. 50% OWNER, R&R FAMILY LLC, 1025 E COVEY CIRCLE, SIOUX FALLS, , SOUTH DAKOTA, 57108, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 5/3/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WILL HAVE VERY LIMITED DUTIES OR RESPONSIBILITIES, WE WILL BE MAKING PASSIVE INVESTMENTS AND REAL ESTATE INVESTMENTS 4) OTHER NON-FINANCIAL SERVICE BUSINESS, 1025 E. COVEY CIRCLE, SIOUX FALLS, , SOUTH DAKOTA, 57108, UNITED STATES OF AMERICA, OTHER TRAINING, START DATE: 9/17/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MOTIVATIONAL SPEAKING & BUSINESS SALES MOTIVATION 5) 100% OWNER, KOTA RIDGE LLC, 1025 E COVEY CIR, SIOUX FALLS, , SOUTH DAKOTA, 57108, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/9/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS LLC "KOTA RIDGE LLC" WILL OWN REAL ESTATE FOR RECREATIONAL AND LONG TERM INVESTMENT PURPOSES. 6) HEAD MIDDLE SCHOOL FOOTBALL COACH, ORGANIZATIONAL LEADERSHIP & DEVELOPMENT LIAISON, SIOU FALLS CHRISTIAN, 6120 S CHARGER CIRCLE, SIOUX FALLS, , SOUTH DAKOTA, 57108, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/1/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, HEAD MIDDLE SCHOOL FOOTBALL COACH (UNPAID) & ORGANIZATIONAL LEADERSHIP, DEVELOPMENT, FUNDRAISING, & INFORMAL LIAISON. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-15
S63 Uniform Securities Agent State Law Examination 2007-03-30
  • S65 Uniform Investment Adviser Law Examination
    2015-07-15
  • S63 Uniform Securities Agent State Law Examination
    2007-03-30

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