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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-05-12
  • TX RA
    APPROVED
    Since 2006-05-12

Branch Locations

Five Post Oak Park 4400 Post Oak Pkwy, Ste 2790, Houston, TX 77027 • United States

945 Bunker Hill Rd Suite 300, Houston - Memorial City, TX 77024 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Houston TX 05/2006 Present
  • 05/2006 → Present
    Robert W. Baird
    Houston, TX
Previous Registrations
  • 2006-02-21 → 2006-05-22
    New York, NY
    Houston, TX
  • 1989-05-12 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Houston, TX
Other Businesses

1. ELLEN KRINSKY INC 2. 3. 11015 OLYMPIA HOUSTON TX 77042 4. PRINTING BROKER 5. 1975 6. NONE 7. NONE 8. I AM LISTED AS AN OFFICER AND HAVE THE ABILITY TO SIGN CHECKS AND OTHER LEGAL DOCUMENTS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-03-21
  • S63 Uniform Securities Agent State Law Examination
    1980-03-21

View on SEC IAPD

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