Richard Alan Krim

Current Employers

Employment History

• 06/1998 → Present
  Lincoln Financial Advisors Corporation
  Elmsford, NY
• 06/1998 → Present
  Lincoln Nation Life Insurance
  Rochelle Park, NJ
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Paramus, NJ
• 01/2006 → Present
  Kestra Investment Services, Llc
  Paramus, NJ

Previous Registrations

• 2004-04-22 → 2006-01-31
  Osaic Fa, Inc.
  Palm Beach Gardens, FL

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Krim Associates Investment Related: Yes Address: 257 E. Ridgewood Ave Ridgewood NJ 07450 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: sole owner Start Date: 1/1/1993 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Estate, business and investment planning Business Name: Krim Associates of Florida Investment Related: No Address: 107 VICTORIA BAY COURT PALM BEACH GARDENS, FL 33418 Nature of Business: Other Other/None of the Above Pass through entity for insurance, advisory and securities business Position, Title or Relationship: owner Start Date: 1/1/1993 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Pass through entity for insurance, advisory and securities business

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-09-10

Designations

Other Names

• Dick Krim