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Employer firm

Capital Intelligence Advisors, Inc. CRD 127023

10 advisory clients

Reported services (Item 5G)

  • Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Intelligence Advisors, Inc.

2001 Wilshire Blvd, Ste. 410, Santa Monica, CA 90403 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2004-03-03
  • CA RA
    APPROVED
    Since 2004-03-03

Branch Locations

1250 6Th Street, Ste. 300, Santa Monica, CA 90401 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2003-07-08
CA RA APPROVED 2003-06-30
  • TX RA
    APPROVED_RES
    Since 2003-07-08
  • CA RA
    APPROVED
    Since 2003-06-30

Branch Locations

2001 Wilshire Blvd, Ste 410, Santa Monica, CA 90403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Santa Monica CA 06/2003 Present
Capital Intelligence Advisors, Inc. Santa Monica CA 03/2004 Present
Previous Registrations
Other Businesses

1. 7/7/2003 - No Business Name - CAPITAL INTELLIGENCE ASSOCIATES & CAPITAL INTELLIG - Investment Related - At Reported Business Location(s) - Registered Investment Advisor. 2. 7/8/2003 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 3. 8/1/2006 - Capital Intelligence Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent: 1% - Doing seminars on financial planning and other related topics to businesses and associations. 4. 8/20/2013 - Capital Intelligence Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-10-10
  • S63 Uniform Securities Agent State Law Examination
    1991-10-10
Designations
  • Chartered Financial Consultant
Other Names
  • Arthur Dellar Kraus
  • Arthur Dellar Kraus

View on SEC IAPD

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