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Capital Intelligence Advisors, Inc. CRD 127023
10 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2001 Wilshire Blvd, Ste. 410, Santa Monica, CA 90403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2004-03-03 |
Branch Locations
1250 6Th Street, Ste. 300, Santa Monica, CA 90401 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-07-08 |
| CA | RA | APPROVED | 2003-06-30 |
Branch Locations
2001 Wilshire Blvd, Ste 410, Santa Monica, CA 90403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Santa Monica | CA | 06/2003 | Present |
| Capital Intelligence Advisors, Inc. | Santa Monica | CA | 03/2004 | Present |
1. 7/7/2003 - No Business Name - CAPITAL INTELLIGENCE ASSOCIATES & CAPITAL INTELLIG - Investment Related - At Reported Business Location(s) - Registered Investment Advisor. 2. 7/8/2003 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 3. 8/1/2006 - Capital Intelligence Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent: 1% - Doing seminars on financial planning and other related topics to businesses and associations. 4. 8/20/2013 - Capital Intelligence Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-10-10 |
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