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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-11-01 |
| TX | RA | APPROVED | 2021-11-01 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
26 Nesbitt Road Suite 255, New Castle, PA 16105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Castle | PA | 06/2008 | 12/2016 |
| B Mcfarland Inc. | New Castle | PA | 01/2015 | Present |
| Tempus Advisory Group | New Castle | PA | 10/2016 | Present |
| Mid Atlantic Financial Management, Inc. | Pittsburgh | PA | 12/2016 | Present |
| Newedge Advisors, Llc. | New Orleans | LA | 11/2021 | Present |
1. Ms. Shaker conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) Tempus Advisory Group. Ms. Shaker is an investment advisor representative and devotes 160 hours per month to this activity during trading hours. 2. Ms. Shaker is a licensed insurance agent/broker. She may offer insurance products and receive customary fees as a result of insurance sales. A conflict of interest may arise as these insurance sales may create an incentive to recommend products based on the compensation earned. To mitigate this potential conflict, Ms. Shaker, as a fiduciary, will act in the client's best interest.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-13 |
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