Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-07-17
PA RA APPROVED 2010-10-29
  • DE RA
    APPROVED
    Since 2024-07-17
  • PA RA
    APPROVED
    Since 2010-10-29

Branch Locations

201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States

Middletown, DE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Bala Cynwyd PA 05/1988 Present
  • 05/1988 → Present
    Mml Investors Services, Inc.
    Bala Cynwyd, PA
Previous Registrations
  • 2002-03-11 → 2003-10-30
    First Financial Advisers, Llc
    Bala Cynwyd, PA
Other Businesses

(1)NAME: LENA MALONEY COMMUNITY DEVELOPMENT CORP. INV REL: Y ADD: 8321 LINBERGH BLVD PHILADELPHIA, PA. 19153 NATURE: 501(C)3 COMMUNITY ORGANIZATION POSITION: PRESIDENT AND TREASURER START DATE: 2002 NO. HR/MO:1 NO. HR/MO DURING SEC TRADING: 0 (2)NAME: EASTWICK UNITED METHODIST CHURCH INV REL: Y ADD: 8321 LINBERGH BLVD PHILADELPHIA, PA. 19153 NATURE: CHURCH -RELIGIOUS ORGANIZATION POSITION: FINANCE BOARD CHAIRPERSON START DATE: 2000 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-11
  • S63 Uniform Securities Agent State Law Examination
    1988-07-11
Designations
Other Names
  • Alvin Kingcade

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Radnor, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor