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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-12
CA RA APPROVED 2023-06-09
  • TX RA
    APPROVED_RES
    Since 2023-06-12
  • CA RA
    APPROVED
    Since 2023-06-09

Branch Locations

1410 Rocky Ridge Dr Ste 330, Roseville, CA 95661 • United States

Granite Bay, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Roseville CA 06/2006 05/2023
Nylife Securities Inc. Roseville CA 10/2006 05/2023
Eagle Strategies Llc Roseville CA 09/2017 05/2023
Massmutual Life Insurance Company Roseville CA 05/2023 Present
Mml Investors Services, Llc Roseville CA 06/2023 Present
  • 06/2006 → 05/2023
    New York Life Insurance Company
    Roseville, CA
  • 10/2006 → 05/2023
    Nylife Securities Inc.
    Roseville, CA
  • 09/2017 → 05/2023
    Roseville, CA
  • 05/2023 → Present
    Massmutual Life Insurance Company
    Roseville, CA
  • 06/2023 → Present
    Roseville, CA
Previous Registrations
Other Businesses

Name: RMC & Associates Inv Re: Y Add: Residential Nature: S-Corp for GA Income purposes Position: CEO/Owner Start Date: 5/17/23 No Hrs/Mo: 40 No Hrs/Mo Dur Trading: 40 Duties: Owner of S-Corp to receive & operate all business released expenses & operationally as General Agent (2) Name: Rental property- Clark Family Inv Rel: Y Add: 1409 Bonanza Ave South Lake Tahoe, CA 96150 Nature: Rental Property Position: Owner of the Property Start Date: 6/1/2023 No Hrs/Mo: 5 No Hrs/Mo Dur Trading: 0 Duties: Owner of property partial rental throughout the year as vacation rental (3) Name: Placer County Sheriff's Association Inv Rel: N Add: 2929 Richardson Dr Auburn CA 95603 Nature: Non-Profit fundraising for Placer Sheriff Office Position: Board Member Start Date: 5/1/2023 No Hrs/Mo: 5 No Hrs/Mo Dur Trading: 0 Duties: Board Member vote on initiatives fund-raising for sheriff programs, community awareness. I have no direct monetary oversight. (4) Name: Rylee Grace Foundation Inv Rel: Y Add: Residential Nature: Non-Profit to supports families of Pediatric Cancer Position: Secretary/ Owner Start Date: 12/1/2023 No Hrs/Mo: 10 No Hrs/Mo Dur Trading: 0 Duties: Part Owner but will be doing all the corporate minutes and correspondence for the company. Also, will be raising money and awareness to the foundation to support cause.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-07
S63 Uniform Securities Agent State Law Examination 2007-07-28
  • S65 Uniform Investment Adviser Law Examination
    2017-09-07
  • S63 Uniform Securities Agent State Law Examination
    2007-07-28
Other Names
  • Michael Clark
  • Mike Clark
  • Robert M Clark

View on SEC IAPD

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