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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-12 |
| CA | RA | APPROVED | 2023-06-09 |
Branch Locations
1410 Rocky Ridge Dr Ste 330, Roseville, CA 95661 • United States
Granite Bay, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Roseville | CA | 06/2006 | 05/2023 |
| Nylife Securities Inc. | Roseville | CA | 10/2006 | 05/2023 |
| Eagle Strategies Llc | Roseville | CA | 09/2017 | 05/2023 |
| Massmutual Life Insurance Company | Roseville | CA | 05/2023 | Present |
| Mml Investors Services, Llc | Roseville | CA | 06/2023 | Present |
Name: RMC & Associates Inv Re: Y Add: Residential Nature: S-Corp for GA Income purposes Position: CEO/Owner Start Date: 5/17/23 No Hrs/Mo: 40 No Hrs/Mo Dur Trading: 40 Duties: Owner of S-Corp to receive & operate all business released expenses & operationally as General Agent (2) Name: Rental property- Clark Family Inv Rel: Y Add: 1409 Bonanza Ave South Lake Tahoe, CA 96150 Nature: Rental Property Position: Owner of the Property Start Date: 6/1/2023 No Hrs/Mo: 5 No Hrs/Mo Dur Trading: 0 Duties: Owner of property partial rental throughout the year as vacation rental (3) Name: Placer County Sheriff's Association Inv Rel: N Add: 2929 Richardson Dr Auburn CA 95603 Nature: Non-Profit fundraising for Placer Sheriff Office Position: Board Member Start Date: 5/1/2023 No Hrs/Mo: 5 No Hrs/Mo Dur Trading: 0 Duties: Board Member vote on initiatives fund-raising for sheriff programs, community awareness. I have no direct monetary oversight. (4) Name: Rylee Grace Foundation Inv Rel: Y Add: Residential Nature: Non-Profit to supports families of Pediatric Cancer Position: Secretary/ Owner Start Date: 12/1/2023 No Hrs/Mo: 10 No Hrs/Mo Dur Trading: 0 Duties: Part Owner but will be doing all the corporate minutes and correspondence for the company. Also, will be raising money and awareness to the foundation to support cause.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-28 |
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