Charles David Kelly

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-13
CA	RA	APPROVED	1999-06-10

TX RA
APPROVED_RES

Since 2022-01-13
CA RA
APPROVED

Since 1999-06-10

Branch Locations

Ukiah, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Ukiah	CA	05/1999	Present

05/1999 → Present

Linsco/Private Ledger Corp.

Ukiah, CA

Other Businesses

1. 06/23/2023 - Mendocino County Employees Retirement Association - Not Investment Related - County of Mendocino, CA - Non-Profit Board Member - Start Date 05/31/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-08-13
S63	Uniform Securities Agent State Law Examination	1994-06-16

S65 Uniform Investment Adviser Law Examination

1997-08-13
S63 Uniform Securities Agent State Law Examination

1994-06-16