Alan David Katz

Current Employers

Employment History

• 01/1984 → Present
  Advanced Benefit Concepts
  Warrington, PA
• 01/2008 → Present
  Qualified Plan Services
  Warrington, PA
• 01/2006 → Present
  (Dba) Wealth Development Group
  Warrington, PA
• 05/2016 → 10/2018
  Signator Investors Inc
  Warrington, PA
• 10/2018 → 02/2025
  Concourse Financial Group Securities Inc
  Warrington, PA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Warrington, PA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-10-08 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Warrington, PA
  Warrington, PA
  Birmingham, AL
  Birmingham, AL
• 2016-05-13 → 2018-10-15
  Signator Investors, Inc.
  Warrington, PA
  Tampa, FL
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Warrington, PA
  Tampa, FL
  Tampa, FL
  Clearwater, FL
  Panama City Beach, FL
• 2009-07-17 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Warrington, PA
  Warrington, PA
  Tampa, FL
• 2005-09-22 → 2009-07-10
  Ameritas Investment Company, Llc
  Feasterville Trevose, PA
  Warrington, PA
  Warrington, PA
  Lincoln, NE
• 2004-06-25 → 2005-03-23
  Hornor, Townsend & Kent, Llc
  Warrington, PA

Other Businesses

(dba) WEALTH DEVELOPMENT GROUP LLC (WDG LLC); Investment Related; 1352 Easton Road, Warrington, PA; Single Member LLC; Managing Member; Start Date 03/2006; 225 hours per month with the majority of hours per month occurring during trading hours; DBA name used for providing both securities and non-securities products and services to my clients. As the sole member, I provide all aspects of managing the entity, its assets and interaction with clients and providers. >> ADVANCED BENEFIT CONCEPTS; Non-Investment Related; 1352 Easton Road, Warrington, PA; Proprietor; Start Date 01/1985; None - Currently inactive; Provide marketing and management advisory services to small businesses in which a securities/CFG customer is neither a member or an owner. >> QUALIFIED PLAN SERVICES (501(c) 3); Non-Investment Related; 1352 Easton Road, Warrington, PA; Tax Preparation; Owner; Start Date 01/2002; 2-4 hours per month with those hours per month occurring during trading hours; Preparing tax returns for select individuals. >> TEMPLE SINAI OF DRESHER; Non-Investment Related; 1401 N Limekiln Pike, Dresher, PA 19025; Other; Past President and Lifetime Board Member; Start Date 06/1993; 4-5 hours per month with no hours per month occurring during trading hours; Attend meeting of the board and select committees (none of which I chair). >> KR ABELSON POA AND TRUST; Non-Investment Related; West Hills, CA 91304; Other; POA-Attorney-In-Fact and Successor Beneficiary; Start Date 10/2011; Appointed as successor beneficiary to self-settling revocable trust and attorney-in-fact for an immediate family member.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-12
• S63 Uniform Securities Agent State Law Examination
  1998-06-19

Designations

Other Names

• Alan David Katz
• Alan D Katz