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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2000-08-30 |
Branch Locations
8201 Preston Road Suite 600, Dallas, TX 75225 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Dallas | TX | 08/2000 | Present |
1] Elan Associates, LLC; Yes Investment Related, Plano, TX, Manager of LLC since 2013 Holding Co. for Intellectual Property Research Software use in trading, no comp, minimal hrs during business hrs no conflicts. 2] Halco Real Estate, LLC; Plano, TX Real Estate Rentanl Property, Manager of LLC, March 2013, LLC owns rental properties, comp is rental income, zero hrs during business hours, less than 1 hr during non-business hours, no conflicts. 3] James H Jones Capital Management LLC; Investment-Related, Plano TX, Manager/Owner, 5/1/2014, 1 hr/mo during non-business hours, 1 hr/mo during non-business hours, Investment related commodity advisor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-11 |
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