Clark Barlow Jolley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-12-13
CA	RA	APPROVED	2009-09-08

TX RA
APPROVED_RES

Since 2016-12-13
CA RA
APPROVED

Since 2009-09-08

Branch Locations

Valencia, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Corporation	Valencia	CA	09/2009	Present

09/2009 → Present

Lpl Financial Corporation

Valencia, CA

Previous Registrations

2002-01-14 → 2009-09-08

Mutual Service Corporation

Valencia, CA

Other Businesses

1. 07/09/2010- DBA ONLY, JOLLEY FINANCIAL GROUP. 2. 5/30/2017 - No Business Name - Investment Related - Valencia, CA - Real Estate Rental - Started 05/10/2017 - 0 Hours Per Month.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-08-08

S63 Uniform Securities Agent State Law Examination

1996-08-08

View on SEC IAPD