De Forest Johnson

Janney Montgomery Scott LLC

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Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2026-08-06
PA	RA	APPROVED	2026-08-06
TX	RA	APPROVED	2026-08-06

DE RA
APPROVED

Since 2026-08-06
PA RA
APPROVED

Since 2026-08-06
TX RA
APPROVED

Since 2026-08-06

Branch Locations

1013 Centre Road, Suite 102, Wilmington, DE 19805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Wilmington	DE	03/2013	08/2026
Janney Montgomery Scott Llc	Wilmington	DE	08/2026	Present

03/2013 → 08/2026

Ameriprise Financial Services, Inc.

Wilmington, DE
08/2026 → Present

Janney Montgomery Scott Llc

Wilmington, DE

Previous Registrations

2013-03-28 → 2026-08-11

Ameriprise Financial Services, Llc

Wilmington, DE

Landenberg, PA
2009-06-01 → 2013-04-12

Morgan Stanley

Greenville, DE

Greenville, DE
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Greenville, DE

New York, NY

Greenville, DE
2005-08-10 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Greenville, DE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-07-11
S63	Uniform Securities Agent State Law Examination	1988-04-29

S65 Uniform Investment Adviser Law Examination

1995-07-11
S63 Uniform Securities Agent State Law Examination

1988-04-29

Other Names

De Forest Johnson
Deforest Johnson

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

KINGSVIEW WEALTH MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI

ROBERT GEORGE ZIEGLER

GERARD PHILLIPPE VIARS

STEPHEN CRAIG MCDERMOTT

BRENT CHRISTOPHER FUCHS

Michelle Keiko Mullinix

ABBY LEIGH PUBUSKY

Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE

STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE

AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE

KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE

STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE

WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE

PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE

EDWARD JONES · WILMINGTON, DE

More in Wilmington, DE

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