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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-10 |
Branch Locations
5956 Sherry Lane Suite 1900, Dallas, TX 75225 • United States
Dallas, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dallas | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | 10/2018 |
| Raymond James & Associates, Inc. | Dallas | TX | 10/2018 | Present |
(1) Name of Business: Texas State Board of Public Accountancy Address: 5956 Sherry Lane, Suite 1700, Dallas, TX, 75225, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 03/02/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-06 |
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