Norman Joseph Hurwitz

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2003-02-26

FL RA
APPROVED

Since 2003-02-26

Branch Locations

Bay Harbor Islands, FL • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Parkland Securities	Ann Arbor	MI	08/2014	Present

08/2014 → Present

Parkland Securities

Ann Arbor, MI

Previous Registrations

1998-12-18 → 2002-05-20

National Planning Corporation

Miami, FL

Other Businesses

NJH FINANCIAL CORP OWNER; SALE OF INSURANCE PRODUCTS (HEALTH, LIFE, DISABILITY, FIXED ANNUITIES, LONG TERM CARE) AND EMPLOYEE BENEFITS (INCLUDING GROUP POLICIES). MAY RECEIVE REFERRALS AND/OR COMMISSIONS DERIVED FROM ONGOING BUSINESS RELATIONSHIP WITH FLORIDA ASSURERS INC. PRESIDENT OF 9200 WEST BAY HARBOR CONDO ASSOCIATION

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-07-25

S63 Uniform Securities Agent State Law Examination

1984-07-25

Designations

Chartered Financial Consultant

View on SEC IAPD