Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-18 |
| KS | RA | APPROVED | 2017-06-08 |
Branch Locations
4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States
Overland Park, KS • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co., Inc. | Kansas City | MO | 03/1990 | 05/2017 |
| Rbc Capital Markets Llc | Leawood | KS | 05/2017 | Present |
NAME OF ENTITY: FRIENDS AND FAMILY OF LIFE CENTERS ADDRESS: 7495 w 161ST, Overland Park, KS 66085 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01.14.25 CAPACITY: Board Position DUTIES: Employee's primary role would be community involvement (e.g. making community aware of the organization). There will be no handling of funds and he will not be an officer with any specialized duties. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-03 |
Reach out to this advisor