Richard Horace Hoffman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 03/2011 → Present
  Hoffman Financial Services - Tpa
  Palm, PA
• 04/2021 → 04/2021
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, ME
• 05/2025 → Present
  Lpl Financial Llc
  Palm, PA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Palm, PA
  Rockville, MD
• 2010-02-19 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Rockville, MD
  Palm, PA
• 2003-12-10 → 2010-02-24
  Securities America Advisors, Inc.
  Palm, PA

Other Businesses

1- 05/2025 - RICHARD HOFFMAN - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/1990 - 10 hours per month/ 3 hours during trading 2- 05/2025 - HOFFMAN FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2010 - 120 hours per month/ 120 hours during trading 3- 05/2025 - RICHARD & MERRIS ANN HOFFMAN - Real Estate Rental - Investment Related - Home Based - Start Date 01/01/1980 - 5 hours per month/ 3 hours during trading 4- 05/2025 - HOFFMAN TPA SERVICES - Third Party Administrator (TPA) - Investment Related - At Reported Business Location(s) - Start Date 01/01/1980 - 5 hours per month/ 3 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-10-22