Richard M Hoe

Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1957 → 10/2025
  Richard M. Hoe
  Tulsa, OK
• 01/2015 → 11/2023
  Fsc Securities Corp
  Atlanta, GA
• 11/2023 → 10/2024
  Osaic Wealth, Inc.
  Oklahoma City, OK
• 01/2025 → 08/2025
  Wfgia
  Stillwater, OK
• 02/2025 → 08/2025
  Transamerica
  Stillwater, OK
• 10/2025 → Present
  American United Life
  Tulsa, OK
• 10/2025 → Present
  Oneamerica Securities
  Tulsa, OK

Previous Registrations

• 2023-11-03 → 2024-08-19
  Osaic Wealth, Inc.
  Oklahoma City, OK
• 2015-01-28 → 2023-11-03
  Fsc Securities Corporation
  Tulsa, OK
  Oklahoma City, OK
  Tulsa, OK
  Oklahoma City, OK
• 2010-12-21 → 2015-01-20
  Cetera Advisors Llc
  Overland Park, KS
  Tulsa, OK
  Tulsa, OK
• 2005-09-15 → 2010-12-31
  First Independent Advisory Services, Inc.
  Tulsa, OK
• 2003-01-02 → 2005-08-30
  Walnut Street Securities, Inc.
  Tulsa, OK

Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-02
• S63 Uniform Securities Agent State Law Examination
  1995-04-05

Designations

• Chartered Financial Consultant

Other Names

• Richard March Hoe
• Richard Hoe