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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| MD | RA | APPROVED | 2009-06-01 |
Branch Locations
28601 Marlboro Avenue Suite 201, Easton, MD 21601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Easton | MD | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. LEE TERRACE LLC; EASTON, MD; PROPERTY OWNER; 2 UNIT APARTMENT BUILDING; ONE HOUR PER MONTH OUTSIDE SECURITY TRADING HOURS ONLY; 03/1977** 2. GOOD NEWS LLC; EASTON, MD; OWNS 2 PRIVATE ALTERNATIVE INVESTMENTS; GENERAL PARTNER WITH ONE OTHER PARTNER; NO TIME SPENT DURING AND AFTER BUSINESS; FORMED IN 1999 3. *419963 - Trust; Investment related - Yes; Easton, Maryland; Trustee; 12/2020; During business hours: 0.5; After business hours: 0.5;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-06-03 |
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