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Current Employers
Northeast Planning Associates, Inc.

43 Constitution Drive, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2004-07-22
  • NH RA
    APPROVED
    Since 2004-07-22

Branch Locations

43 Constitution Drive, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Planning Associates, Inc. Bedford NH 08/1984 Present
Lpl Financial Llc Bedford NH 07/2007 Present
Previous Registrations
  • 2003-12-19 → 2004-09-29
    Mutual Service Corporation
    Bedford, NH
  • 1983-03-04 → 2003-12-19
    Veravest Investment Advisors, Inc.
    Bedford, NH
Other Businesses

1. 7/14/2007 - DBA ONLY - NORTHEAST PLANNING ASSOCIATES, INC. - TIME SPENT: 85% - BEDFORD, NH. 2. 7/14/2007 - OTHER-NON-SECURITIES RELATED OUTSIDE EMPLOYMENT - PASTOR OF CHRISTIAN CHURCH - TIME SPENT 25%. 3. 11/16/2007 - REGISTERED INVESTMENT ADVISOR - NORTHEAST PLANNING ASSOCIATES, INC. - RIA PROVIDES FINANCIAL PLANNING FOR A FIXED AND/OR HOURLY FEE. - TIME SPENT 10%. 4. 02/09/2010 - Northeast Planning Associates, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 5. 07/19/2016 * The Dawn Chambers Agency * Non-Variable Insurance * INV REL * From my registered branch office * START 01/01/2014 * 2 HRS/MO; 1 DURING SECS TRDG HRS. 6. 07/19/2016 * NO BUSINESS NAME * Non-Variable Insurance * INV REL * From my registered branch office * Misc Brokerage Firms * START 01/01/2014 * 2 HRS/MO; 1 DURING SECS TRDG HRS. 7. 6/13/2017 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/11/2015 - 20 Hours Per Month During Securities Trading - I provide investment advisory services through Northeast Planning Associates Inc, an independent investment advisor firm. I started this business activity in 11/11/2015. I expect to spend approximately 20 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 9/15/2021 - PDS Admin - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/22/2021 - 0 Hours Per Month - Holding company.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-02-16
  • S63 Uniform Securities Agent State Law Examination
    1995-02-16

View on SEC IAPD

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