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43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2004-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Planning Associates, Inc. | Bedford | NH | 08/1984 | Present |
| Lpl Financial Llc | Bedford | NH | 07/2007 | Present |
1. 7/14/2007 - DBA ONLY - NORTHEAST PLANNING ASSOCIATES, INC. - TIME SPENT: 85% - BEDFORD, NH. 2. 7/14/2007 - OTHER-NON-SECURITIES RELATED OUTSIDE EMPLOYMENT - PASTOR OF CHRISTIAN CHURCH - TIME SPENT 25%. 3. 11/16/2007 - REGISTERED INVESTMENT ADVISOR - NORTHEAST PLANNING ASSOCIATES, INC. - RIA PROVIDES FINANCIAL PLANNING FOR A FIXED AND/OR HOURLY FEE. - TIME SPENT 10%. 4. 02/09/2010 - Northeast Planning Associates, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 5. 07/19/2016 * The Dawn Chambers Agency * Non-Variable Insurance * INV REL * From my registered branch office * START 01/01/2014 * 2 HRS/MO; 1 DURING SECS TRDG HRS. 6. 07/19/2016 * NO BUSINESS NAME * Non-Variable Insurance * INV REL * From my registered branch office * Misc Brokerage Firms * START 01/01/2014 * 2 HRS/MO; 1 DURING SECS TRDG HRS. 7. 6/13/2017 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/11/2015 - 20 Hours Per Month During Securities Trading - I provide investment advisory services through Northeast Planning Associates Inc, an independent investment advisor firm. I started this business activity in 11/11/2015. I expect to spend approximately 20 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 9/15/2021 - PDS Admin - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/22/2021 - 0 Hours Per Month - Holding company.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-16 |
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