Lawrence Joseph Hesse

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1969 → 01/2024
  American United Life Insurance Company
  Topeka, KS
• 01/1995 → 01/2024
  Union Central
  Cincinnati, OH
• 12/2000 → 01/2019
  Cornerstone Advisors, Llc
  Topeka, KS
• 01/2003 → 01/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2019 → 01/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2024 → Present
  Lpl Financial Llc
  Topeka, KS

Previous Registrations

• 2019-01-29 → 2024-02-12
  Cambridge Investment Research Advisors, Inc.
  Topeka, KS
• 2001-04-24 → 2019-01-23
  Cornerstone Advisors
  Topeka, KS

Other Businesses

1) 01/18/2024 - Chief H&L Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 01/10/2024 - Chief HL Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 01/10/2024 - Hesse Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 130 Hours per month. 4) 01/10/2024 - Chief HL Insurance Services - Insurance Agency - Selling: Life, LTC, Disability, Fixed Annuities, Ash - ks 66615 - Investment related - Start date: 10/1/2022.

Exams

• S66 Uniform Combined State Law Examination
  2000-12-20

Other Names

• Larry Hesse