Allan L Herzog

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Francisco, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Francisco, CA

Previous Registrations

• 1997-07-08 → 2003-07-01
  Prudential Equity Group, Llc
  San Francisco, CA

Other Businesses

1. TRUSTEE FOR BROTHER IN-LAW, INVEST RELATED, TRUSTEE, NO TIME SPENT. 2. TRUSTEE FOR NEPHEW, INVEST RELATED, TRUSTEE, NO TIME SPENT. 3. TRUSTEE FOR NIECE, INVEST RELATED, TRUSTEE, NO TIME SPENT. 4. TRUSTEE FOR NEPHEW, INVEST RELATED, TRUSTEE, NO TIME SPENT.5.TRUSTEE FOR GRAND NIECE, INVEST RELATED, TRUSTEE, SANTA ROSE, CA, NO TIME SPENT. 6. FERNBACHER-HERZOG-ZEIGLER LLC, NOT INVEST RELATED, GREENBRAE CA, 50% OWNERSHIP, START: 1/1/91, 2 HR/MO 1 HR/MO DURING TRADING, HOLDS RENTAL PROPERTY. 7.RENTAL PROPERTY, INV RELATED, RANCHO MIRAGE CA, 100% OWNERSHIP, START 12/01/2012 1 HOUR PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-12
• S63 Uniform Securities Agent State Law Examination
  1980-08-14