John Efrain Hernandez

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-09-01
NY	RA	APPROVED	2023-09-01
PR	RA	APPROVED	2023-09-01

NJ RA
APPROVED

Since 2023-09-01
NY RA
APPROVED

Since 2023-09-01
PR RA
APPROVED

Since 2023-09-01

Branch Locations

Massapequa, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Integramet Consulting Co	Massapequa	NY	06/1987	Present
Wall Street Financial Group	Rochester	NY	02/2001	Present
Doral Asset Managers	Westbury	NY	02/2001	Present
Sagepoint Financial	Massapequa	NY	10/2013	09/2023
Osaic Wealth, Inc.	Massapequa	NY	09/2023	Present

06/1987 → Present

Integramet Consulting Co

Massapequa, NY
02/2001 → Present

Wall Street Financial Group

Rochester, NY
02/2001 → Present

Doral Asset Managers

Westbury, NY
10/2013 → 09/2023

Sagepoint Financial

Massapequa, NY
09/2023 → Present

Osaic Wealth, Inc.

Massapequa, NY

Previous Registrations

2013-11-07 → 2023-09-01

Osaic Services, Inc.

Scottsdale, AZ

Massapequa, NY
2005-02-01 → 2013-10-31

Wall Street Financial Group, Inc.

N Massapequa, NY

Massapequa, NY

Victor, NY

N Massapequa, NY

Garden City, NY

Westbury, NY

Other Businesses

1) DORAL ASSET MANAGERS INC. POSITION: CEO NATURE: This is aS Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 65 START DATE: 07/20/2000 ADDRESS: 248 N. Maple Street, PO Box 1473, Massapequa NY 11758-0908, United States DESCRIPTION: I sell Life and Health Insurance, Fixed Annuitiesto Individuals as well as Businesses.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-07-23
S63	Uniform Securities Agent State Law Examination	1990-01-30

S65 Uniform Investment Adviser Law Examination

2004-07-23
S63 Uniform Securities Agent State Law Examination

1990-01-30

View on SEC IAPD