Martin Theodore Herman

Employer firm

Avisen Advisors, LLC CRD 113791

$389M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Avisen Wealth Management, Inc.
  Reno, NV
• 04/2009 → Present
  Avisen Advisors, Llc
  Reno, NV

Previous Registrations

• 1994-11-07 → 2009-05-13
  Ubs Financial Services Inc.
  Reno, NV
  Reno, NV

Other Businesses

AVISEN ADVISORS LLC., 3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA 95864, RIA. INVESTMENT RELATED, INVESTMENT ADVISOR REPRESENTATIVE, DUTIES INCLUDE INVESTMENT CONSULTING SERVICES, START DATE IS APRIL 27, 2009, 85 HOURS PER MONTH OF WHICH 48 HOURS ARE DURING SECURITIES TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-06-17